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“The Cage” occupies a strange space within Star Trek lore: As a pilot created by Gene Roddenberry and those closest to him to demonstrate to NBC what they envisioned Star Trek
to be all about, but one that never actually aired on television, it is at once the progenitor of the entire franchise and also the only part of it impossible to reconcile with the rest of the series' canon. “The Cage” is a very strange specimen indeed then: It's not quite Star Trek
, at least not the Star Trek
that fans would come to recognise and love years later, but, by virtue of it being a pilot designed to embody the show's core values and themes made before executive compromises changed the tone of the series, it is in many ways the purest Star Trek of all.
The one individual irreducibly linked to “The Cage”, what it is and what it does, far more so than in anything else bearing the Star Trek name, is Gene Roddenberry. Over the years mainline fandom has all but deified Roddenberry, and people tend to hold him up as a figurehead for everything they want Star Trek to embody and strive for (particularly so in the years immediately following his death in 1991 and the cancellation of Enterprise
in 2005). This is also not helped by muddy and at times completely contradictory historical accounts of key moments in Star Trek history and Roddenberry's own biographical details perpetuated by what can frankly best be described as rampant hearsay and cult of personality. As a result, it can be hard to actually get a solid critical handle on who Roddenberry was, what the extent of his contribution to Star Trek was and what exactly he wanted it to be.
“The Cage” then really is the best place to talk about Roddenberry and his influence on Star Trek, because no matter what Star Trek is going to become over the next several decades it will never again be as closely tied to Roddenberry's personal conception of it as it is here. There are several reasons for this, the most immediately obvious one being its aforementioned status as a pilot, but also the fact that even as of the early Original Series Gene Roddenberry had a lot of help and input in shaping the direction of Star Trek that he didn't have as much of here. The fact he was willing to entertain and genuinely listen to everyone's ideas for, and criticisms of, his project is telling, but so is the fact their influence has been all but effaced from the history of the franchise to the point Roddenberry is, implicitly at least, held up as the source of every single good idea the series ever had, which is simply and flatly not true. But there is a reason Majel Barrett called “The Cage” her favourite episode and “Pure Star Trek”, and anyone who is seriously interested in the history of the franchise and Gene Roddenberry's “vision”, whatever that may turn out to be, really ought to study it.
Firstly, some things we do know about Gene Roddenberry: He was not a futurist. Nor was he a scientist, engineer or prophet. He was, however, a retired Air Force Pilot and LAPD officer who had done some freelance work for television before pitching the concept of Star Trek
to Desilu Studios in 1964. What's the most immediately interesting about these early documents is that far from describing some long-winded space opera myth arc that sings the praises of Hard Science, Roddenberry is actually pitching Star Trek
as as a combination of Flash Gordon
and Buck Rogers
, the absolute pulpiest of the pulp science fiction works. In private, Roddenberry is alleged to have claimed to be basing the show on Gulliver's Travels
, and that he intended each episode to be structured around both an action adventure story and a morality play. Roddenberry did want his show to be believable though, so he brought in physicist Harvey P. Lynn to serve as his technical advisor, which also invites comparisons to Foundation
-style Golden Age science fiction. So we can pretty safely say that even this early, Roddenberry is not thinking of Star Trek
as either “A Wagon Train
to the stars” or Horatio Hornblower
The other person indelibly linked with “The Cage” and prototypical Star Trek is Majel Barrett herself. There isn't as much fandom lore or as many legends surrounding Barrett as there are Roddenberry, although there are several. Firstly though the most important thing to note about Barrett is that she and Gene Roddenberry had a very complex and nuanced relationship that isn't really adequately summarized by simply saying “they were married”. At the risk of turning Vaka Rangi into the celebrity gossip papers, this really is something we need to square away right now because it actually holds ramifications for formative decisions made about what Star Trek
is and where it goes. Here's the thing: The primary reason Number One exists (and by association the character Spock will become) and the reason she's played by Majel Barrett is straightforwardly because of her relationship with Roddenberry. This isn't to suggest something so crass as the only reason Barrett was cast was because she was sleeping with Roddenberry, but rather to posit that Number One was probably written with Barrett in mind.
I get the feeling Barrett was not only Roddenberry's romantic partner, but a kind of inspirational muse to him as well. Number One is the first character described in the original pitch to Desilu and supposedly the first one created for all of Star Trek. She's explicitly written to be the most coolly competent character on the show and as the Enterprise
's “most experienced officer” she is implicitly connected to the soul of the ship at a very deep level thanks to western naval tradition. What's also interesting, however, is that her femininity is consistently a matter for debate both in the treatment and what made it to air. Captain Pike is visibly uncomfortable with having women on the bridge other than Number One (as seen by his dismissive attitude towards Yeoman Colt) and in the script a big deal is made out of the fact Number One is icy and logical even going so far as to state “From time to time we'll wonder just how much female exists under that icy facade.” In other words, Number One is special because she's a woman who has acclimated to rational, male culture.
As much praise as Star Trek
gets for its progressive attitudes towards gender roles, this isn't especially satisfying from a feminist perspective and it's clear Roddenberry wasn't entirely sure how far to go in this direction, but the fact Number One exists at all is a decisive move that will leave a big impression on people as a part of the series' developing lore and mythology. Barrett was important enough to Roddenberry that he restructured his entire television pulp science fiction throwback project to accommodate her, a project that he was even now becoming increasingly possessive of and attempting to turn into his masterpiece (often, sadly, at the expense of everyone else who contributed to its success). Number One just being on the bridge was a bold statement that cemented Star Trek
's commitment to egalitarianism, if only in the pop consciousness and not on actual television. And that's solely due to Majel Barrett.
I'm spending so much time picking over biographical details about Gene Roddenberry, Majel Barrett and Number One because, well, they're really the most interesting things about “The Cage”, doubly so in terms of what we know the future holds. As an actual episode of television “The Cage” is surprisingly underwhelming, especially as the first, most definitive incarnation of Star Trek. That said, the ethics and general structure of this episode do prove revealing in sussing out Roddeberry's basic intent in regards to Star Trek, so I'm going to dedicate the remainder of this post to that instead of summarising or analysing the plot, which every Trekker knows by heart at this point. It's essentially Plato's allegory of the cave retold in pulp sci-fi terms (with one big twist I'll get to), which is noteworthy insofar as it was uncommon, though not unheard of, to get that kind of distilled philosophical fiction on television in 1964, and there's also the really galling laddish humour of the Talosians' “Adam and Eve” scheme and the crew's reaction to it, but that's about the extent of what's actually edifying to talk about in regards to the plot.
What's more revealing is what “The Cage” shows us about what Gene Roddenberry initially pictured the world of Star Trek
to be like. You'll notice this episode bears no mention of a utopian United Federation of Planets with a mission to Seek Out New Life And New Civilizations and Boldy Go Where No Man Has Gone Before. I'll save you the trouble of checking the original pitch and treatment because you won't find it there either. In fact at this point there's little to no discussion about what, actually, the Enterprise
does at all. All we get is a line about how Pike is recovering from a battle at Rigel VII and that the ship and its crew are en route to deliver some medical supplies when they picked up the manufactured distress signal. Frankly, at this point there's no reason to suspect the Enterprise
is anything other than a battlecruiser working for some futuristic military organisation or law-keeping task force.
Because that's exactly what it is.
It doesn't take a Talosian to put the pieces together here. The Enterprise
isn't going out to make friendly contact with undiscovered cultures or mapping uncharted star clusters, it's running errands back and forth between Earth colonies and occasionally sparring with enemy hostiles in disputed territories. It's a glorified patrol boat. Now I also hasten to add I don't think Roddenberry meant this as a bit of neo-imperial US chest thumping: There's nothing in anything he said or that was written about him to lend any sort of credence to that accusation. It is true Star Trek, especially in its 60s incarnations, does develop a very problematic and tangled connection to imperialism, but that develops generatively as the show morphs and evolves over its first three years. Equally though Star Trek
wasn't meant as some kind of idealized, post-scarcity fairy tale either. Those connotations are indeed all part of the series and do come later, but they don't spring from Roddenberry, at least not at first.
What I think is a more fitting explanation for Star Trek
is that Roddenberry was a fighter pilot-There's a unique kind of camaraderie amongst and bond between US Air Force pilots, and it would be silly to suggest this didn't have a big influence on Roddenberry's writing. No, what probably happened was that Roddenberry had this idea he really liked to do Gulliver's Travels
in space and decided to set it on a ship that was part of the Space Air Force because that's the environment he knew. Also, he thought it'd be a good idea to let women into the Space Air Force too because he liked women and was inspired by his loverXmuse and figured that would be a sensible thing to do. It's pro-military only in the sense that doing a story about the Space Air Force is going to tautologically be that way by default simply by virtue of being about such a concept in the first place, not because Roddenberry had some imperialistic agenda to push. However, we didn't excuse this with Asimov and we shouldn't excuse it here either: Combine this with the elements Star Trek
inherits from both pulp sci-fi (its action adventure trappings and general setting) and Golden Age sci-fi (the attempt to make the science somewhat realistic) and you wind up with a concept that is fundamentally, if not entirely intentionally, militaristic.
More support for this reading can be found in the Enterprise
’s oft-celebrated multiracial crew. Like the addition of Number One and Yeoman Colt, this is frequently cited as proof that Star Trek
was far and away the most progressive thing on TV in 1964. If you believe Gene Roddenberry, this was his idea and a favourite story of his to tell in later years on the convention circuit was how he had to fight Desilu and NBC tooth and claw to keep the Enterprise
diverse because they wanted a “suitable”, i.e. white, cast. This popular claim is contested, however, by Bob Justman and Herb Solow (two Desilu executives and production associates who helped Roddenberry create Star Trek
and who became producers themselves once the series proper began) in their 1997 book Inside Star Trek
, which became an invaluable source for debunking myths and lore the franchise had accumulated up to that point and *especially* during the notoriously insular and self-congratulatory mid-90s fandom. According to Solow and Justman, NBC in fact requested that Roddenberry make the Enterprise
crew multi-ethnic as they encouraged diversity in all of their TV shows. Once again like the addition of female characters, I believe this was at least partially Roddenberry's idea: There is a line in one of the very early treatment scripts where the captain, then named Robert April, chews out a crewmember for firing on friendly life-forms because they “looked hostile” and dismisses him in disgrace. However, it's very clear the idea is not *entirely* Roddenberry's, nor is it even unique to Star Trek
, and to cast Roddenberry as some prodigy ahead of his time fighting valiantly for Diversity against the oppressive forces of Old and Evil is not only an oversimplification, it's a fallacy.
But the most damning evidence that Star Trek
isn't a grand utopian ideal at this point is the episode's resolution: It's rather fascinating, and more than a little alarming for someone used to later Star Trek, to see how Pike escapes the Talosian zoo: He overwhelms the zookeepers with “primitive, hateful” thoughts which their telepathic powers cannot pierce, thus shattering their ability to maintain their illusions. It's hard to imagine even Captain Kirk resorting to this kind of action and seems completely at odds with Star Trek
's supposed utopianism: There's no rousing speech about how humanity has moved beyond such things or how more evolved species have no need of such thoughts-It really is merely the bit of plot detail Pike needs to escape his predicament and it's not treated as anything more substantial than that. Furthermore, while we do get a token rumination on the nature of humanity at the end, it's couched more in terms of our lovable stubbornness, strong will and our unwillingness to be fenced in, not on how evolved we've become or our potential for greatness.
And that's really the takeaway here: “The Cage” isn't some super-cerebral musing on a idealized future with no war, poverty or bigotry: It's a square-jawed, manly pulp adventure story for the mid-1960s. It's maybe more intellectually-minded and has more of a diverse cast then other shows of its time, but it's by no means the most intelligent or interesting thing on the air right now either (we'll touch on one of those later on). I don't think it's bad enough to warrant NBC rejecting it on its own merits, though the pacing is tedious and the plot is thinner than it'd like you to think it is, but it's equally easy to see why the Star Trek
team went back to the drawing board. When next we see them, the show will have changed significantly. Not all of the changes will be for the better, but one thing that's clear is that for Star Trek to work it's going to *have* to change. It's not Vaka Rangi yet, but if I'm honest it won't be completely Vaka Rangi for decades. More pressingly, the show as it exists now isn't the strange phenomenon that will last for over 45 years, but it *is* Star Trek and it's Star Trek the way Gene Roddenberry first wanted it. This is very important to keep in mind, as the spectre of “The Cage” will always haunt Star Trek from here to eternity, and for better or for worse.
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